| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-03-23 | 2021-08-31 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-03-23 | 2021-08-31 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2016-03-24 | 2018-02-09 |
| Rep | 證券交易 | 2016-03-24 | 2018-02-09 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2009-10-05 | 2014-05-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-10-05 | 2014-05-01 |