| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2017-10-03 | 2020-09-17 |
| Rep | 證券交易 | 2017-10-03 | 2020-09-17 | |
| Rep | 就證券提供意見 | 2012-09-11 | 2017-10-02 | |
| Rep | 證券交易 | 2005-02-01 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-02-01 | 2020-09-17 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2004-07-06 | 2005-01-14 |
| Rep | 期貨合約交易 | 2004-07-06 | 2005-01-14 | |
| Rep | 證券交易 | 2004-07-06 | 2005-01-14 |