| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2024-07-22 | - |
| CSC FUTURES (HK) LIMITED | RO | 就期貨合約提供意見 | 2021-10-18 | - |
| RO | 期貨合約交易 | 2021-05-24 | - | |
| RO | 證券交易 | 2021-05-24 | - | |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2019-01-07 | - |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2018-08-16 | 2021-05-24 |
| Rep | 證券交易 | 2018-08-16 | 2021-05-24 | |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-05-09 | 2017-12-27 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-04-20 | 2017-04-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-04-20 | 2017-04-14 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-10-02 | 2010-04-12 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-10-02 | 2010-04-12 |
已採集記錄中暫無金管局登記。