| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 提供資產管理 | 2019-10-14 | 2025-05-02 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 就證券提供意見 | 2017-10-03 | 2025-05-14 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2013-08-26 | 2025-05-02 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2011-04-12 | 2017-10-02 |
| Rep | 證券交易 | 2011-04-12 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-04-12 | 2025-05-02 |