| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2012-05-31 | 2012-07-30 |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2010-02-10 | 2012-03-03 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就證券提供意見 | 2008-09-03 | 2010-01-01 |
| Rep | 期貨合約交易 | 2008-02-26 | 2008-12-31 | |
| Rep | 證券交易 | 2008-02-26 | 2008-12-31 | |
| Rep | 就證券提供意見 | 2007-01-23 | 2008-06-01 |