| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2014-01-09 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2007-12-27 | 2017-10-02 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-20 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-20 | |
| Rep | 證券交易 | 2003-04-01 | 2007-11-30 |
已採集記錄中暫無金管局登記。