| BGC SECURITIES (HONG KONG) LLC | RO | 期貨合約交易 | 2012-11-26 | 2016-12-31 |
| RO | 證券交易 | 2012-11-26 | 2016-12-31 |
| Rep | 期貨合約交易 | 2012-10-16 | 2012-11-26 |
| Rep | 證券交易 | 2012-10-16 | 2012-11-26 |
| MIB FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2007-04-25 | 2012-05-24 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2006-09-21 | 2012-05-24 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-05-25 | 2007-04-25 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-05-25 | 2006-09-21 |
| Credit Agricole Securities (Asia) Limited | Rep | 就機構融資提供意見 | - | 2003-12-10 |
| Rep | 就證券提供意見 | - | 2003-12-10 |
| Rep | 提供資產管理 | - | 2003-12-10 |
| Rep | 證券交易 | - | 2003-12-10 |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-12-10 |
| Rep | 就證券提供意見 | - | 2003-12-10 |
| Rep | 提供資產管理 | - | 2003-12-10 |
| Rep | 證券交易 | - | 2003-12-10 |