Personnel Hong Kong SFC License Details (ID 85345)

Personnel Hong Kong SFC License Details (ID 85345)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Yuanta Securities (Hong Kong) Company Limited	Rep	期貨合約交易	2016-02-19	-
	Rep	證券交易	2016-02-19	-
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2012-09-28	2016-02-18
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	證券交易	2012-09-28	2016-02-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期貨合約交易	2012-01-30	2012-09-14
	Rep	證券交易	2012-01-30	2012-09-14
MIB FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2004-09-01	2012-01-16
MIB FINANCE (HONG KONG) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-06-30
	Rep	就證券提供意見	2003-04-01	2003-06-30
	Rep	提供資產管理	2003-04-01	2003-06-30
	Rep	證券交易	2003-04-01	2003-06-30
MIB SECURITIES (HONG KONG) LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-06-30
	Rep	就證券提供意見	2003-04-01	2003-06-30
	Rep	提供資產管理	2003-04-01	2003-06-30
	Rep	證券交易	2003-04-01	2012-01-16