| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2024-08-30 | - |
| RO | 證券交易 | 2024-08-30 | - | |
| Rep | 就機構融資提供意見 | 2024-02-14 | 2024-08-30 | |
| Rep | 證券交易 | 2024-02-14 | 2024-08-30 | |
| VMS Securities Limited | RO | 就機構融資提供意見 | 2020-02-11 | 2023-12-30 |
| RO | 證券交易 | 2020-02-11 | 2023-12-30 | |
| Rep | 就機構融資提供意見 | 2017-11-21 | 2020-02-11 | |
| Rep | 證券交易 | 2017-10-03 | 2020-02-11 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-02 | 2017-09-09 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-09 | |
| Rep | 證券交易 | 2003-04-01 | 2017-09-09 |