| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2024-06-30 |
| Rep | 證券交易 | 2017-06-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-06-02 | 2024-06-30 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-02-17 | 2017-05-23 |
| Rep | 證券交易 | 2012-02-17 | 2017-05-23 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-03-22 | 2012-02-03 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-03-22 | 2012-02-03 |