| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2024-01-19 | 2026-08-31 |
| VMS Securities Limited | Rep | 證券交易 | 2017-10-23 | 2023-09-30 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-07-09 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-09 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2017-10-01 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-09 | |
| Rep | 證券交易 | 2003-04-01 | 2017-10-01 |