| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 就證券提供意見 | 2022-02-11 | - |
| RO | 證券交易 | 2022-02-11 | - | |
| Rep | 提供資產管理 | 2020-07-13 | - | |
| Rep | 期貨合約交易 | 2020-07-13 | - | |
| Rep | 就證券提供意見 | 2016-03-31 | 2022-02-11 | |
| Rep | 證券交易 | 2016-03-31 | 2022-02-11 | |
| RHB ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2014-02-17 | 2016-03-04 |
| Rep | 證券交易 | 2014-02-17 | 2016-03-04 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-02-11 | 2014-01-30 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-09 | 2011-02-03 |
| Rep | 就證券提供意見 | 2009-04-09 | 2010-06-09 |