Macalpin, Kenneth Allan Connolly Hong Kong SFC License Details (ID 85408)

Macalpin, Kenneth Allan Connolly Hong Kong SFC License Details (ID 85408)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	證券交易	2022-03-28	2023-03-20
Core Capital Securities Limited	Rep	證券交易	2022-01-06	2022-02-10
H&AMP;Y SECURITIES COMPANY LIMITED	Rep	證券交易	2020-05-12	2021-12-19
Core Capital Securities Limited	Rep	證券交易	2018-12-14	2020-02-05
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	證券交易	2018-12-14	2020-02-05
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	證券交易	2017-09-13	2018-11-01
Quam Securities Limited	Rep	證券交易	2016-05-04	2017-08-03
MIB SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-09-04	2015-09-10
DBS VICKERS (HONG KONG) LIMITED	Rep	證券交易	2005-09-01	2009-09-01
HSBC SECURITIES (ASIA) LIMITED	Rep	證券交易	2004-11-15	2005-07-19
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	證券交易	2003-08-14	2004-11-01
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	就機構融資提供意見	-	2003-04-30
	Rep	就證券提供意見	-	2003-04-30
	Rep	提供資產管理	-	2003-04-30
	Rep	證券交易	-	2003-04-30