| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-09-07 | 2017-07-13 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 證券交易 | 2010-06-01 | 2010-08-19 |
| GFI (HK) SECURITIES L.L.C. | Rep | 證券交易 | 2009-07-14 | 2010-05-08 |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2007-08-17 | 2008-05-30 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-28 | 2007-06-26 |
| CLSA LIMITED | Rep | 證券交易 | 2006-02-20 | 2007-06-26 |