| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2021-01-18 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自動化交易服務 | 2018-03-19 | 2020-05-25 |
| Rep | 證券交易 | 2018-03-19 | 2020-11-13 | |
| China Renaissance Broking Services (Hong Kong) Limited | RO | 證券交易 | 2015-12-30 | 2017-06-09 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 證券交易 | 2015-12-30 | 2017-06-09 |
| RO | 證券交易 | 2015-08-18 | 2015-12-30 | |
| Rep | 證券交易 | 2015-04-13 | 2015-08-18 | |
| Rep | 就證券提供意見 | 2015-04-13 | 2017-06-09 | |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-30 | 2015-03-24 |
| GFI (HK) SECURITIES L.L.C. | Rep | 證券交易 | 2010-03-12 | 2010-07-23 |
已採集記錄中暫無金管局登記。