Chow, Simon Chi Wing 鄒至榮 Hong Kong SFC License Details (ID 85461)

Chow, Simon Chi Wing 鄒至榮 Hong Kong SFC License Details (ID 85461)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Lego Securities Limited	Rep	證券交易	2018-07-09	2023-01-09
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	證券交易	2016-12-05	2018-06-19
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期貨合約交易	2016-11-18	2016-11-22
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	證券交易	2016-10-24	2016-11-22
MANGO FINANCIAL LIMITED	Rep	證券交易	2014-11-12	2016-10-19
CNI Securities Group Limited	Rep	證券交易	2012-04-27	2014-10-14
KINGSTON FUTURES LIMITED	Rep	期貨合約交易	2010-08-24	2012-04-18
KINGSTON SECURITIES LIMITED	Rep	證券交易	2010-08-24	2012-04-18
Manulife Investment Management (Hong Kong) Limited	Rep	證券交易	2006-11-01	2009-01-09
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2004-11-02	2006-01-06
Tung Shing Securities (Brokers) Limited	Rep	證券交易	2004-10-04	2004-11-01