| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-07-11 | 2021-04-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2017-07-11 | 2021-04-07 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-09-02 | 2017-06-10 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2014-09-02 | 2017-06-10 |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2010-01-04 | 2014-08-20 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2009-11-27 | 2014-08-20 |