| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Astrum Capital Management Limited (HK) | Rep | 期貨合約交易 | 2022-01-26 | - |
| Rep | 證券交易 | 2022-01-26 | - | |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2008-07-11 | 2022-01-15 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2008-07-11 | 2022-01-15 |
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2003-10-29 | 2008-06-30 |
| Funderstone Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-22 | |
| Rep | 證券交易 | 2003-04-01 | 2008-06-30 |