| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2015-06-15 | 2026-07-16 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2015-06-15 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-09-26 | 2014-01-13 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2011-09-26 | 2014-01-13 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2011-09-26 | 2014-01-13 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-11-12 | 2011-09-16 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-09-08 | 2010-10-25 |
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