| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就證券提供意見 | 2026-07-27 | - |
| Rep | 提供資產管理 | 2026-07-27 | - | |
| Rep | 證券交易 | 2026-02-09 | - | |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2009-01-13 | 2025-11-10 |
| Friedmann Pacific Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-08-25 | 2009-01-05 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 證券交易 | 2005-08-25 | 2009-01-05 |
已採集記錄中暫無金管局登記。