| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-04-12 |
| Rep | 證券交易 | 2012-02-07 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-02-07 | 2021-04-12 |
| KINGSTON FUTURES LIMITED | Rep | 期貨合約交易 | 2011-12-21 | 2012-01-31 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-11-17 | 2012-01-31 |