| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-08-13 | 2017-11-25 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-11-15 | 2015-07-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2005-04-28 | 2008-03-01 |
| ABCI Securities Company Limited | Rep | 證券交易 | 2004-02-26 | 2005-03-03 |
| MEGABASE SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-01 |
| Rep | 就證券提供意見 | - | 2003-05-01 | |
| Rep | 提供資產管理 | - | 2003-05-01 | |
| Rep | 證券交易 | - | 2003-05-01 |