| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 期貨合約交易 | 2005-06-21 | - |
| RO | 證券交易 | 2005-06-21 | - | |
| Rep | 期貨合約交易 | 2005-04-20 | 2005-06-21 | |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | 期貨合約交易 | 2005-04-20 | 2005-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2005-04-14 | 2005-06-21 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 證券交易 | 2003-08-18 | 2004-07-14 |
| RO | 就期貨合約提供意見 | 2003-08-13 | 2004-07-14 | |
| RO | 期貨合約交易 | 2003-08-13 | 2004-07-14 | |
| Polaris Capital (Asia) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-15 |
| Rep | 證券交易 | 2003-04-01 | 2005-04-09 |