| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-02-27 | 2021-07-08 |
| Quam Securities Limited | Rep | 證券交易 | 2012-04-25 | 2018-02-09 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2009-04-15 | 2012-04-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-01-18 | 2009-04-10 |