| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2025-06-29 |
| Rep | 證券交易 | 2015-09-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-09-24 | 2025-06-29 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2005-12-13 | 2015-09-18 |
| Rep | 就機構融資提供意見 | - | 2004-01-05 | |
| Rep | 就證券提供意見 | - | 2004-01-05 | |
| Rep | 提供資產管理 | - | 2004-01-05 | |
| Rep | 提供自動化交易服務 | - | 2004-01-05 | |
| Rep | 證券交易 | - | 2015-09-18 |