| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2025-09-01 | - |
| Rep | 證券交易 | 2023-12-07 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2020-09-04 | 2023-04-29 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2020-03-12 | 2023-04-29 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-10-24 | 2019-12-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-10-24 | 2019-12-31 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2007-09-25 | 2014-10-13 |
| Rep | 證券交易 | 2007-09-25 | 2014-10-13 |
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