| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-02-27 | 2021-03-26 |
| Quam Securities Limited | Rep | 證券交易 | 2012-04-25 | 2018-02-09 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2003-09-04 | 2012-04-17 |
| Hongkong Bay Securities Limited | Rep | 就機構融資提供意見 | - | 2003-08-20 |
| Rep | 就證券提供意見 | - | 2003-08-20 | |
| Rep | 提供資產管理 | - | 2003-08-20 | |
| Rep | 證券交易 | - | 2003-09-03 |