Law, Tak Kuen 羅德權
證監會中央編號:AAB173
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2005-05-25 | 2023-07-10 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | 期貨合約交易 | 2005-05-25 | 2005-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2005-05-13 | 2023-07-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2003-12-16 | 2004-07-06 |
| Rep | 期貨合約交易 | 2003-09-05 | 2004-07-06 | |
| Polaris Capital (Asia) Limited | Rep | 證券交易 | 2003-05-14 | 2005-05-11 |
| SBI China Capital Securities Limited | Rep | 就機構融資提供意見 | - | 2003-04-17 |
| Rep | 就證券提供意見 | - | 2003-04-17 | |
| Rep | 提供資產管理 | - | 2003-04-17 | |
| Rep | 證券交易 | - | 2003-04-17 |