| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2005-10-17 | 2011-11-17 |
| Rep | 證券交易 | 2005-10-17 | 2011-11-17 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-02-07 | 2005-10-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-02-07 | 2005-10-07 |