| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2009-06-15 | 2012-03-29 |
| Rep | 證券交易 | 2008-10-13 | 2012-03-29 | |
| BOCOM International Securities Limited | Rep | 證券交易 | 2008-05-29 | 2008-09-02 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 證券交易 | 2005-10-17 | 2008-05-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2004-12-09 | 2004-12-09 |
| Rep | 就證券提供意見 | 2004-12-09 | 2005-09-12 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | 證券交易 | 2004-07-03 | 2004-11-12 |