| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CF GLOBAL (HK) LIMITED | Rep | 期貨合約交易 | 2025-05-06 | - |
| Rep | 證券交易 | 2025-05-06 | - | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2023-06-14 | 2025-04-25 |
| Rep | 證券交易 | 2022-10-26 | 2025-04-25 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期貨合約交易 | 2007-03-02 | 2022-10-25 |
| Rep | 證券交易 | 2007-03-02 | 2022-10-25 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2006-03-20 | 2007-02-26 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2005-09-22 | 2007-02-26 |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2004-05-19 | 2005-09-14 |