| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 提供資產管理 | 2011-10-03 | - |
| KINGSWAY SW ASSET MANAGEMENT LIMITED (VG) | Rep | 提供資產管理 | 2011-07-18 | - |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-11-24 | 2011-07-13 |
| Rep | 提供資產管理 | 2008-10-10 | 2011-07-13 | |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2008-04-15 | 2008-09-21 |
| Rep | 提供資產管理 | 2008-04-15 | 2008-09-21 | |
| Lion Global Financial Limited | Rep | 就證券提供意見 | 2007-01-31 | 2008-04-01 |
| Rep | 提供資產管理 | 2007-01-31 | 2008-04-01 | |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2006-11-03 | 2007-01-01 |
| Rep | 就證券提供意見 | 2006-02-01 | 2006-11-03 | |
| CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2004-07-21 | 2006-02-01 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-05 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-04-05 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-05 |
已採集記錄中暫無金管局登記。