| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zerobridge Partners Advisory Limited | RO | 就證券提供意見 | 2019-05-29 | 2023-09-26 |
| RO | 證券交易 | 2019-05-29 | 2023-09-26 | |
| Venture Smart Asia Limited | Rep | 就證券提供意見 | 2018-10-18 | 2019-05-29 |
| Rep | 證券交易 | 2018-10-18 | 2019-05-29 | |
| Houlihan Lokey (China) Limited | Rep | 就機構融資提供意見 | 2012-03-05 | 2015-02-18 |
| Rep | 就證券提供意見 | 2012-03-05 | 2015-02-18 | |
| Rep | 證券交易 | 2012-03-05 | 2015-02-18 | |
| Knight Capital Asia Limited | RO | 證券交易 | 2011-11-07 | 2011-12-19 |
| Rep | 就證券提供意見 | 2010-09-10 | 2011-08-12 | |
| Rep | 證券交易 | 2010-09-10 | 2011-11-07 |