| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | 就證券提供意見 | 2010-01-11 | 2013-03-08 |
| RO | 證券交易 | 2010-01-11 | 2013-03-08 | |
| Rep | 證券交易 | 2009-07-03 | 2010-01-11 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 證券交易 | 2009-05-18 | 2009-06-25 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2004-05-31 | 2009-03-10 |