| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited | Rep | 證券交易 | 2011-04-07 | 2012-01-31 |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2011-01-07 | 2012-01-31 |
| FTL Wealth Management (HK) Limited | Rep | 就證券提供意見 | 2006-08-07 | 2010-06-13 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-06-01 |
| Rep | 就證券提供意見 | - | 2004-06-01 | |
| Rep | 提供資產管理 | - | 2004-06-01 | |
| Rep | 證券交易 | - | 2006-02-09 |