| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUE PARTNERS HONG KONG LIMITED | RO | 就證券提供意見 | 2024-05-17 | - |
| RO | 提供資產管理 | 2024-05-17 | - | |
| RO | 證券交易 | 2024-05-17 | - | |
| VALUE PARTNERS LIMITED | RO | 就證券提供意見 | 2024-05-17 | - |
| RO | 提供資產管理 | 2024-05-17 | - | |
| RO | 證券交易 | 2024-05-17 | - | |
| VALUE PARTNERS HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-04-25 | 2024-05-17 |
| Rep | 提供資產管理 | 2016-04-25 | 2024-05-17 | |
| Rep | 證券交易 | 2016-04-25 | 2024-05-17 | |
| VALUE PARTNERS LIMITED | Rep | 就證券提供意見 | 2016-04-25 | 2024-05-17 |
| Rep | 提供資產管理 | 2016-04-25 | 2024-05-17 | |
| Rep | 證券交易 | 2016-04-25 | 2024-05-17 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2011-02-15 | 2016-02-27 |
| Rep | 就證券提供意見 | 2010-07-29 | 2016-02-27 | |
| Rep | 提供資產管理 | 2010-07-29 | 2016-02-27 | |
| SEI INVESTMENTS (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-04-02 | 2010-06-18 |
| Rep | 提供資產管理 | 2009-04-02 | 2010-06-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-12-23 | 2009-03-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-12-23 | 2009-03-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2004-08-06 | 2006-11-30 |
| Rep | 提供資產管理 | 2004-08-06 | 2006-11-30 |
已採集記錄中暫無金管局登記。