| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | 就期貨合約提供意見 | 2024-07-03 | - |
| Rep | 就證券提供意見 | 2024-07-03 | - | |
| Rep | 期貨合約交易 | 2024-07-03 | - | |
| Rep | 證券交易 | 2024-07-03 | - | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2014-09-03 | 2024-05-09 |
| Rep | 證券交易 | 2014-09-03 | 2024-05-09 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 提供資產管理 | 2012-01-10 | 2014-08-05 |
| Rep | 證券交易 | 2011-07-06 | 2014-08-05 |
已採集記錄中暫無金管局登記。