| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBP ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2013-04-08 | 2016-04-08 |
| VP Wealth Management (Hong Kong) Limited | Rep | 證券交易 | 2012-08-30 | 2012-10-11 |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2009-11-23 | 2012-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-04-23 | 2007-04-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-04-23 | 2007-04-26 |