| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2010-03-04 | - |
| Rep | 證券交易 | 2010-01-12 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-10-02 | 2009-10-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-10-02 | 2009-10-01 |
已採集記錄中暫無金管局登記。