| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Octiv Capital Limited | Rep | 就證券提供意見 | 2024-11-01 | 2025-09-02 |
| Rep | 提供資產管理 | 2024-11-01 | 2025-09-02 | |
| Forte Securities (Asia) Limited | Rep | 期貨合約交易 | 2022-02-21 | 2022-05-18 |
| Rep | 證券交易 | 2022-02-21 | 2022-05-18 | |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2016-01-04 | 2020-10-23 |
| Rep | 證券交易 | 2016-01-04 | 2020-10-23 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-02-08 | 2015-10-31 |
| Rep | 證券交易 | 2006-02-08 | 2015-10-31 | |
| CLSA LIMITED | Rep | 證券交易 | 2003-09-30 | 2006-02-03 |
| CLSA FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-07-25 |
| Rep | 提供資產管理 | - | 2003-07-25 | |
| Rep | 期貨合約交易 | - | 2006-02-03 |