| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2023-06-15 | - |
| Rep | 證券交易 | 2023-06-15 | - | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2020-05-14 | - |
| Rep | 證券交易 | 2020-05-14 | - | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2020-03-23 | - |
| Rep | 期貨合約交易 | 2020-03-12 | - | |
| Rep | 證券交易 | 2020-03-12 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-01 | 2019-12-02 |
| Rep | 證券交易 | 2018-10-01 | 2019-12-02 | |
| Rep | 期貨合約交易 | 2014-10-17 | 2018-09-30 | |
| Rep | 證券交易 | 2014-10-17 | 2018-09-30 | |
| Rep | 期貨合約交易 | 2011-08-25 | 2012-09-10 | |
| Rep | 證券交易 | 2011-08-25 | 2012-09-10 |
已採集記錄中暫無金管局登記。