| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2011-10-28 | 2014-07-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-10-28 | 2014-07-01 |
| Rep | 證券交易 | 2011-10-28 | 2014-07-01 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-04-08 | 2011-09-16 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2009-05-18 | 2011-01-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-05-18 | 2011-01-22 |
| Rep | 證券交易 | 2009-05-18 | 2011-01-22 |