| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-06-30 | - |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2014-06-30 | - |
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2014-03-07 | 2014-06-23 |
| Funderstone Securities Limited | Rep | 證券交易 | 2014-03-07 | 2014-06-23 |
| Funderstone Futures Limited | RO | 期貨合約交易 | 2011-09-15 | 2014-03-07 |
| Funderstone Securities Limited | RO | 證券交易 | 2011-09-15 | 2014-03-07 |
| Funderstone Futures Limited | Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-01-20 |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-20 |
| Rep | 期貨合約交易 | 2003-04-01 | 2011-09-15 |
| Funderstone Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-20 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-20 |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-20 |
| Rep | 證券交易 | 2003-04-01 | 2011-09-15 |