| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHOW SANG SANG FUTURES LIMITED | Rep | 期貨合約交易 | 2014-03-03 | 2017-06-30 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 證券交易 | 2014-03-03 | 2017-06-30 |
| Funderstone Futures Limited | Rep | 就期貨合約提供意見 | - | 2005-01-24 |
| Rep | 提供資產管理 | - | 2005-01-24 | |
| Rep | 期貨合約交易 | - | 2014-02-28 | |
| Funderstone Securities Limited | Rep | 就機構融資提供意見 | - | 2005-01-24 |
| Rep | 就證券提供意見 | - | 2005-01-24 | |
| Rep | 提供資產管理 | - | 2005-01-24 | |
| Rep | 證券交易 | - | 2014-02-28 |