| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JIMEI SECURITIES LIMITED | RO | 證券交易 | 2021-11-18 | - |
| Rep | 證券交易 | 2021-09-08 | 2021-11-18 | |
| WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | 證券交易 | 2020-06-22 | 2021-07-02 |
| GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | RO | 就證券提供意見 | 2017-11-07 | 2020-03-27 |
| GRAND PARTNERS SECURITIES LIMITED | RO | 證券交易 | 2017-06-29 | 2020-03-27 |
| Beevest Securities Limited | RO | 證券交易 | 2016-10-05 | 2017-06-23 |
| Rep | 就證券提供意見 | 2016-10-03 | 2017-06-23 | |
| Rep | 證券交易 | 2016-07-11 | 2016-10-05 | |
| Funderstone Futures Limited | Rep | 期貨合約交易 | 2006-12-15 | 2016-07-01 |
| Funderstone Securities Limited | Rep | 證券交易 | 2006-08-03 | 2016-07-01 |