Personnel SFC Licences and HKMA Registrations (ID 85939)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CES Forex (HK) Limited	RO	槓桿式外匯交易	2026-07-31	-
CES Commodities (HK) Limited	RO	期貨合約交易	2026-01-29	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	證券交易	2026-01-29	-
Everbright Securities Digital Finance (HK) Limited	RO	證券交易	2026-01-29	-
Everbright Securities Investment Services (HK) Limited	RO	證券交易	2026-01-29	-
CES Commodities (HK) Limited	Rep	期貨合約交易	2024-10-31	2026-01-29
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2024-10-31	2026-07-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2024-10-31	2026-01-29
Everbright Securities Digital Finance (HK) Limited	Rep	證券交易	2024-10-31	2026-01-29
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2024-10-31	2026-01-29
uSmart Securities Limited	RO	證券交易	2024-02-27	2024-10-13
Eddid Securities and Futures Limited	RO	期貨合約交易	2022-08-19	2024-02-13
	RO	證券交易	2022-08-19	2024-02-13
	Rep	槓桿式外匯交易	2022-08-03	2024-02-13
	Rep	期貨合約交易	2022-05-25	2022-08-19
	Rep	證券交易	2022-05-25	2022-08-19
CLC SECURITIES LIMITED	RO	期貨合約交易	2021-12-01	2021-12-28
	RO	證券交易	2021-12-01	2021-12-28
GF Securities (Hong Kong) Brokerage Limited	Rep	證券交易	2018-10-10	2021-07-26
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期貨合約交易	2017-09-04	2018-09-23
	Rep	槓桿式外匯交易	2017-09-04	2018-09-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	證券交易	2017-09-04	2018-09-23
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2017-02-14	2018-09-23
CES Commodities (HK) Limited	Rep	期貨合約交易	2016-03-11	2018-09-23
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2016-03-11	2018-09-23
Funderstone Futures Limited	Rep	期貨合約交易	2010-12-24	2013-08-21
Funderstone Securities Limited	Rep	證券交易	2010-12-24	2013-08-21
EMPEROR FUTURES LIMITED	Rep	期貨合約交易	2010-03-01	2010-12-10
EMPEROR SECURITIES LIMITED (HK)	Rep	證券交易	2010-03-01	2010-12-10
Success Futures and Foreign Exchange Limited	Rep	期貨合約交易	2010-01-04	2010-02-10
Success Securities Limited	Rep	證券交易	2010-01-04	2010-02-10

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。