| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Hammer Capital Asset Management Limited | RO | 就證券提供意見 | 2020-12-04 | 2024-08-02 |
| RO | 提供資產管理 | 2017-11-27 | 2024-08-02 | |
| Funderstone Securities Limited | Rep | 提供資產管理 | 2012-06-05 | 2017-01-14 |
| Funderstone Futures Limited | Rep | 就期貨合約提供意見 | - | 2005-01-24 |
| Rep | 提供資產管理 | - | 2005-01-24 | |
| Rep | 期貨合約交易 | - | 2017-01-14 | |
| Funderstone Securities Limited | Rep | 就機構融資提供意見 | - | 2005-01-24 |
| Rep | 就證券提供意見 | - | 2005-01-24 | |
| Rep | 提供資產管理 | - | 2005-01-24 | |
| Rep | 證券交易 | - | 2017-01-14 |