| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LIS Investment Services Limited | Rep | 就證券提供意見 | 2008-04-11 | 2011-11-09 |
| ASSET DYNAMIC MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-09-12 | 2008-03-31 |
| Rep | 提供資產管理 | 2006-09-12 | 2008-03-31 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2005-11-18 | 2006-06-01 |