| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2020-11-02 | - |
| Rep | 證券交易 | 2020-11-02 | - | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-11-25 | 2016-08-12 |
| Rep | 證券交易 | 2010-11-25 | 2016-08-12 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2009-11-27 | 2010-11-24 |
| Rep | 證券交易 | 2009-11-27 | 2010-11-24 |
已採集記錄中暫無金管局登記。