| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2011-02-07 | 2011-10-01 |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 證券交易 | 2007-11-05 | 2009-07-01 |
| Rep | 就證券提供意見 | 2007-05-04 | 2009-07-01 | |
| Rep | 提供資產管理 | 2007-05-04 | 2009-07-01 | |
| Rep | 就證券提供意見 | 2004-09-06 | 2004-09-12 |